MERCHANT SHIPPING (REGISTRATION) ORDINANCE
Hong Kong
MERCHANT SHIPPING (REGISTRATION) ORDINANCE
(CHAPTER 415)
ARRANGEMENT OF SECTIONS
ion.
I PRELIMINARY
hort title
nterpretation
pplication of Ordinance to certain structures, etc.
II ADMINISTRATION
egistrar of Ships
nstructions
rotection of public officers
III THE REGISTER
egister of ships
nspection, etc. of register
ectification of register
Correction of clerical errors in register
IV REGISTRATION OF SHIPS
strable ships and interests
Registrable ships
Registration of property in ships
urement and identification of ships
Tonnage regulations
Tonnage and description of ships
Tonnage of ships registered, etc. outside Hong Kong
Ship names regulations
Rules as to ship names
Marking of ship
stration procedures
Application for registration
Declarations by and on behalf of owners and demise charterers
Evidence on first registration
Refusal of registration
Entry of particulars in the register
Certificate of registry
Retention of documents
Port of registry
isional registration
Application for provisional registration
Entry of particulars in the register on provisional registration
Period of provisional registration
Certificate of provisional registration
Retention of documents on provisional registration
Application of Ordinance in relation to ships provisionally
registered
etc. of certificates and flags
Custody of certificate
Use of improper certificate
Replacement of lost, etc. certificate
Application of preceding sections to certificate of provisional
registry
Proper colours
V TRANSFERS AND TRANSMISSIONS
Application and interpretation of Part V
Transfer of ships
Declaration of transfer
Registration of transfer
Transmission of ship by operation of law
VI MORTGAGES
Definitions in Part VI
Mortgage of ship
Priority of mortgages, etc.
Mortgagee not treated as owner
Mortgagee to have power of disposal
Transfer of mortgage
Transmission of mortgage by operation of law
Discharge of mortgage
Power of disposal by owner
Trusts not recognized
Equities not excluded
VII CLOSURE OF REGISTRATION
es of owners, etc. in relation to registrability of ships
Notice of change of address, etc. of owner
Notice of dissolution, etc. of body corporate owner or charterer
Notice of termination of demise charter
Notice of loss, transfer, etc. of ship
Delivery of foreign certificate of deletion
ure of registration
Owner seeking closure of registration
Closure on receipt of notice concerning registrability
Closure on failure to comply with requirements of Ordinance
Closure on failure to pay fees or charges
Closure on failure of representative person to act, etc.
Closure by direction generally
Issue of certificate of deletion
Delivery of certificate of registry on closure
Register entries relating to mortgages
VIII REPRESENTATIVE PERSONS
Representative person
Notice of change of business by representative person
Notice of intention to cease acting
Duties, etc. of representative person
Notice to replace representative person
IX GOVERNMENT SHIPS
Meaning of "Government ship"
Registrability of Government ships
Application for registration of Government ship
Entry of particulars of Government ship in the register
Certificate of registry of Government ship
Retention of documents relating to Government ship
Transfer of registered Government ship
Application of Ordinance to Government ships
X MISCELLANEOUS
Alterations to ships
Registration a new
Grant of new certificate of registry
Mode of making declarations
Power of Registrar to dispense with declarations, etc.
False declarations or information
Documents, copies and admissibility in evidence
Service of documents
Taking detained ship to sea
Fees and charges regulations
References to ship registered in Hong Kong
Amendment of Schedules
Time limit for criminal proceedings
XI TRANSITIONAL SHIPS
Interpretation of Part XI
Ships registered under the Act
Ships not yet registered under the Act
Entry of particulars in respect of transitional ships
Certificate of registry for transitional ships
Retention of documents for transitional ships
Return of certificates issued under the Act
Transitional ship ceasing to be registrable
Application of Ordinance to transitional ships
XII CONSEQUENTIAL AND SAVINGS PROVISIONS
Application of Merchant Shipping Acts
Savings, amendments and repeals
dule 1. Proper colours of a registered ship
dule 2. Specified Ordinances
dule 3. Application of Ordinance to Government ships
dule 4. Application of Ordinance to transitional ships
dule 5. Amendments and repeals
rdinance to provide for the registration of ships in Hong Kong
and for
ted matters.
ecember 1990] L. N. 366 of 1990
PART I PRELIMINARY
hort title
Ordinance may be cited as the Merchant Shipping
(Registration)
nance.
nterpretation
In this Ordinance, unless the context otherwise requires-
horized surveyor" means a surveyor appointed by a Certifying
Authority
rred to in section 13 for the purposes of the tonnage regulations;
lder's certificate" in relation to a ship, means a certificate
signed
he builder of the ship and containing a true account of-
the proper denomination and tonnage of the ship, as estimated by
him;
the date when and place where the ship was built; and
the name of the person on whose account the ship was built;
tificate of deletion" means a certificate of deletion issued
under
ion 65; "certificate of provisional registry" means a
certificate of
isional registry granted under section 30 and a new
certificate of
isional registry granted under section 35;
tificate of registry" means a certificate of registry granted
under
ion 24, 77 or 98 and a new certificate of registry granted
under
ion 35 or 83; "certificate of survey" means a certificate
granted by
uthorized surveyor under section 14;
tificate or declaration of marking", in relation to a ship, means-
a certificate signed by an authorized surveyor; or
a declaration made in Hong Kong by one or more of the owners or
by the
se charterer of the ship,
ifying or declaring, as the case may be, that the ship's name and
port
egistry have been marked as directed by the Registrar;
mencement date" means the date appointed by the Governor under
section
) for the coming into operation of this Ordinance;
ise charter" means a charter party by which a ship is chartered
or let
emise and under which the demise charterer has the possession of
the
and has sole control of all matters relating to the navigation
and
ation of the ship including employment of the master and crew;
"demise
terer" means the charterer of a ship under a demise charter,
and in
tion to a registered or provisionally registered ship means a
person
stered as demise charterer under this Ordinance;
ector" means the Director of Marine;
eign certificate of deletion", in relation to a ship,
means a
ificate or other document issued by the relevant authority of a
place
ide Hong Kong and certifying or stating, as the case may be, to
the
ct that the ship has been deleted from the register of ships in
that
e;
ernment" means the Government of Hong Kong;
ntity card", in relation to any person, means an identity card
issued
hat person under the Registration of Persons Ordinance (Cap.
177);
tructions" means administrative instructions issued by the
Director
r section 5; "lodged" means delivered to and accepted by the
Registrar
ccordance with this Ordinance;
ter" includes every person (except a pilot) having command or
charge
ny ship;
er", in relation to a registered or provisionally registered
ship,
s a person registered as owner under this Ordinance;
"provisionally
stered", in relation to a ship, means provisionally registered
under
ion 28;
lified person" has the meaning assigned to it by section 11 (4);
ister" means the register of ships kept under section 7;
istered", in relation to a ship, means registered
under this
nance;
istrable", in relation to a ship, means able to be registered
under
Ordinance;
Registrar" means any person appointed as a Registrar of Ships
under
ion 4 (1) and, where the term is used in connection with a power
or
tion for the time being exercised by the Director pursuant to
section
), includes the Director;
resentative person", in relation to a ship, means the
representative
on for the time being appointed in relation to the ship under
section
p" means, subject to section 3, every description of vessel
capable of
gating in water not propelled by oars, and includes any ship, boat
or
t and an air-cushion vehicle or similar craft used wholly or
partly in
gation in water; "tonnage regulations" means regulations as
to the
age of ships made under section 13.
Where in relation to a ship or to any matter connected with a ship
any
ision of this Ordinance-
imposes a duty or liability on either of the owner or demise
charterer
he ship; or
provides for the service of notice on either of the owner or
demise
terer of the ship, the provision shall be construed as imposing
the
or liability or providing for the service of notice-
in the case of a ship registered or to be registered by
virtue of
ion 11 (1) (a), on the owner; or
in the case of a ship registered or to be registered by virtue
of
ion 11 (1) (b), on the demise charterer, but nothing
in this
ection shall prejudice or affect the operation of that provision
in so
as it imposes the duty or liability, or provides for the
service of
ce, as the case may be, on any person other than the owner or
demise
terer.
pplication of Ordinance to certain structures, etc.
Director may by notice published in the Gazette provide that a
thing
gned or adapted for use at sea and described in the notice is
or is
to be treated as a ship for the purpose of any provision of
this
nance specified in the notice, and any such notice may-
make different provision in relation to different occasions; and
if it provides that a thing is to be treated as a ship for the
purpose
provision specified in the notice, provide that the provision
shall
effect in relation to the craft with such modifications as
are so
ified.
PART II ADMINISTRATION
egistrar of Ships
The Director shall in writing appoint one or more public
officers to
egistrars of Ships.
The Registrar shall have such powers, functions and duties
as are
erred or imposed upon him by this Ordinance or any other law.
Without prejudice to subsection (2), the Director shall have and
may
cise the powers and functions of the Registrar referred to in
that
ection.
nstructions
The Director may issue to the Registrar and to other public
officers
administrative instructions not inconsistent with this
Ordinance as
appear to him to be necessary or expedient for the better carrying
out
he provisions of this Ordinance.
The Director shall publish such instructions in such manner as
he sees
Where in this Ordinance there is reference to a specified
form or
er-
that form or manner may be specified by the Director in
instructions;
if the instructions so provide, deviations from the specified
form or
er not affecting the substance thereof shall not invalidate that
form
anner.
The Registrar and any other public officer shall comply
with any
ructions issued to him.
rotection of public officers
No public officer shall be personally liable for any damage,
injury or
suffered or incurred by any person as a result of any act done
or
sion made by the public officer in good faith in the
exercise or
ormance or purported exercise or performance of any power,
function or
under this Ordinance.
The protection conferred on public officers by subsection
(1) in
ect of any act or omission shall not in any way affect any
liability
he Crown in tort for that act or omission.
PART III THE REGISTER
egister of ships
The Registrar shall keep a register of ships
registered or
isionally registered under this Ordinance.
The register shall contain such particulars in respect of
ships,
rs and their respective interests in ships, demise
charterers,
gagees and representative persons as are prescribed.
The register may be kept in legible or non-legible form but if
kept in
legible form any entry in the register shall be capable of
being
oduced in legible form.
nspection, etc. of register
person may, on payment of the prescribed fee-
inspect the register in legible form;
require to be furnished with a copy of, or extract from, any entry
in
register in legible form; or
require such copy or extract to be certified as a true copy by
or on
lf of the Registrar.
ectification of register
Where it appears to any person interested that there is a
material
r in the register, he may apply in writing to the
Director for
ification of the register.
Upon receipt of an application under subsection (1) the Director
may,
n his opinion there is a material error in the register-
direct the Registrar to rectify the register; or
subject to subsection (3), require the applicant to apply to the
High
t for rectification of the register.
Subsection (2) (b) shall not apply in any case where, in the
opinion
he Director, the material error is due to the negligence or wilful
act
mission of the Registrar.
Notice of an application to the High Court under this
section for
ification shall be served by the applicant on the Director
and the
ctor may appear and be heard in the proceedings.
The High Court may, in proceedings under this section-
make such order as it thinks fit concerning the rectification of
the
ster; and
decide any question that it is necessary or expedient to
decide
erning such rectification.
A copy of an order under subsection (5) shall be served
on the
ctor and the Registrar.
The Registrar shall-
comply with any direction to rectify the register under
subsection (2)
upon receipt of the copy of an order served under subsection (6),
and
he order so requires, rectify the register accordingly.
For the purposes of this section-
there is a material error in the register if there is an error
of fact
ubstance in the register;
without limiting the generality of paragraph (a), there is a
material
r in the register if-
an entry is omitted from the register;
an entry is made in the register without sufficient cause;
) an entry wrongly exists in the register; or
there is an error or defect in an entry in the register; and
the reference in paragraph (b) (i) to an entry omitted
from the
ster shall be read as including a reference to a matter
that is
ired or permitted by this Ordinance to be entered, or to remain,
in
register but is not entered in, or is removed from, the register.
The jurisdiction of the High Court under this section may be
exercised
he Registrar of the Supreme Court or a Master thereof.
Correction of clerical errors in register
Registrar may correct, or cause to be corrected, any clerical
error or
ous mistake in the register.
PART IV REGISTRATION OF SHIPS
Registrable ships and interests
Registrable ships
Subject to this Ordinance, a ship is registrable if-
a majority interest in the ship is owned by one or more
qualified
ons; or
the ship is operated under a demise charter by a body corporate
being
alified person (whether or not a majority interest in the
ship is
d by one or more qualified persons), and a representative
person is
inted in relation to the ship.
A registered ship ceases to be registrable if-
being a ship registered by virtue of subsection (1) (a), a
majority
rest in the ship ceases to be owned by one or more qualified
persons;
being a ship registered by virtue of subsection (1) (b)--
the ship ceases to be operated under a demise charter by
a body
orate being a qualified person (whether by reason of the
termination
he demise charter or otherwise);
the ship or any share in or part of the ship is
transferred or
smitted; or
) the rights of the demise charterer under the demise
charter are
gned;
the ship is taken in war or hostilities, as a result of which
the
r or demise charterer has lost control over the operation of the
ship;
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中国证券监督管理委员会、财政部关于印发《证券交易所风险基金管理暂行办法》和《证券结算风险基金管理暂行办法》的通知
中国证券监督管理委员会 财政部
中国证券监督管理委员会、财政部关于印发《证券交易所风险基金管理暂行办法》和《证券结算风险基金管理暂行办法》的通知
上海、深圳证券交易所，上海证券中央登记结算公司，深圳证券结算有限公司：
根据《中华人民共和国证券法》的有关规定，中国证监会会同财政部制定的《证券交易所风险基金管理暂行办法》（以下简称“甲办法”）和《证券结算风险基金管理暂行办法》（以下简称“乙办法”）已经国务院批准，现印发给你们，请遵照执行。
甲办法第三条第（四）项、乙办法第三条第（三）项自本通知印发之日起执行；甲办法第三条第（一）、（二）、（三）、（五）项及乙办法第三条第（一）、（四）项自二○○○年七月一日起逐月预提，年终一次性划拨；乙办法第三条第（二）项自二○○○年七月一日起，由结算会员逐日交纳，交易所年终一次性划入风险基金帐户。
自本通知下发之日起十五日内，请你们将本办法中要求会员履行交纳义务的相关事项通知会员。通知中应明确规定，会员交纳的风险基金不得转嫁给投资者。同时，应当在指定报刊上配发简要新闻稿。下发会员的通知及配发的新闻稿应事先报中国证监会备案。在具体操作过程中遇到重大问题，要及时向中国证监会报告。
证券交易所风险基金管理暂行办法
第一条 为保障证券交易系统的安全运转，妥善管理和使用证券交易所风险基金，根据《中华人民共和国证券法》第一百一十一条、一百一十二条规定，制定本办法。
第二条 本办法所称证券交易所风险基金（以下简称“本基金”）是指用于弥补证券交易所重大经济损失，防范与证券交易所业务活动有关的重大风险事故，以保证证券交易活动正常进行而设立的专项基金。
第三条 本基金来源：
（一）按证券交易所收取交易经手费的百分之二十提取，作为风险基金单独列帐；
（二）按证券交易所收取席位年费的百分之十提取，作为风险基金单独列帐；
（三）按证券交易所收取会员费百分之十的比例一次性提取，作为风险基金单独列帐；
（四）按本办法施行之日新股申购冻结资金利差帐面余额的百分之十五，一次性提取；
（五）对违规会员的罚款、罚息收入。
第四条 每一个财政年度终了，本基金净资产达到或超过十亿元后，下一年度不再根据本办法第三条第（一）、（二）项提取资金。
第五条 每一个财政年度终了，本基金净资产不足十亿元，下一年度应按本办法第三条第（一）、（二）项规定继续提取资金。
第六条 中国证券监督管理委员会（以下简称“证监会”）会同财政部可以根据市场风险情况，适当调整本基金规模、资金提取和交纳方式、比例。
第七条 本基金由证券交易所理事会管理。理事会应当指定机构，负责本基金的日常管理和使用。
第八条 本基金应当以专户方式全部存入国有商业银行，存款利息全部转入基金专户。
第九条 本基金资产与证券交易所资产分开列帐。本基金应当下设分类帐，分别记录按本办法第三条各项所形成的本基金资产、利息收入及对应的资产本息使用情况。
第十条 本基金最低支付限额2000万元。证券交易所动用本基金时，必须报经证监会商财政部后批准。
第十一条 按本办法第三条第（四）项所提取的资金，应当在该条其他项资金支付完毕后才能动用。
第十二条 证券交易所应当按照有关法律、法规的规定，建立和完善业务规则、内部管理制度及会员监管制度，最大限度地避免风险事故发生。
第十三条 动用本基金后，证券交易所应当向有关责任方追偿，追偿款转入本基金；同时，应及时修订和完善业务规则、内部管理制度及会员监管制度。
第十四条 经证监会批准，本基金作相应变更、清算时，由证监会会同财政部另行决定本基金剩余资产中应当上交财政和退还有关出资人的比例和数额。
第十五条 本基金的财务核算与管理办法由财政部制定。
第十六条 本办法由证监会负责解释。
第十七条 本办法自颁布之日起施行。
证券结算风险基金管理暂行办法
第一条 为了防范和化解证券市场风险，保障证券登记结算系统安全运行，妥善管理和使用证券结算风险基金，根据《中华人民共和国证券法》第一百五十四条、一百五十五条规定，制定本办法。
第二条 本办法所称证券结算风险基金（以下简称“本基金”）是指用于弥补证券登记结算公司（以下简称“登记公司”）因技术故障、操作失误、不可抗力导致的重大经济损失，以及防范与证券结算业务相关的重大风险事故而设立的专项基金。
第三条 本基金来源：
（一）按登记公司业务收入、收益的百分之二十分别提取；
（二）结算会员按人民币普通股和基金成交金额的十万分之三、国债现货和回购成交金额的十万分之一逐日交纳；
（三）按本办法施行之日新股申购冻结资金利差帐面余额的百分之三十，一次性提取；
（四）对违规结算会员的罚款、罚息收入；
（五）中国证券监督管理委员会（以下简称“证监会”）和财政部规定的其他来源。
第四条 每一财政年度终了，本基金净资产达到或超过三十亿元后，下一年度不再根据本办法第三条第（一）项规定提取资金，结算会员不再根据本办法第三条第（二）项规定交纳，但每个结算会员加入结算系统后按本办法第三条第（二）项交纳资金的时间不得少于一年。
第五条 每个财政年度终了，本基金净资产不足三十亿元，下一年度应按本办法第三条第（一）项规定继续提取资金，结算会员应按本办法第三条第（二）项规定继续交纳。
第六条 证监会会同财政部可以根据市场风险情况，适当调整本基金规模、资金提取和交纳方式、比例。
第七条 登记公司应当指定机构，负责本基金的日常管理和使用。
第八条 本基金应当以专户方式全部存入国有商业银行，存款利息全部转入基金专户。
第九条 本基金资产与登记公司资产分开列帐。本基金应当下设分类帐，分别记录按本办法第三条各项所形成的本基金资产、利息收入及对应的资产本息使用情况。
第十条 本基金最低支付限额2000万元。登记公司动用本基金时，必须报经证监会商财政部后批准。
第十一条 因结算会员违约导致出现第二条所列情形时，应当按以下次序动用本基金：
（一）违约结算会员按本办法第三条第（二）项所交纳的资金；
（二）其他结算会员按本办法第三条第（二）项所交纳的资金；
（三）本办法第三条第（一）、（四）、（五）项所提取的资金；
（四）本办法第三条第（三）项所提取的资金。
第十二条 登记公司应当按照有关法律、法规的规定，建立和完善业务规则、内部管理制度及结算会员监管制度，最大限度地避免风险事故发生。
第十三条 动用本基金后，登记公司应当向有关责任方追偿，追偿款转入本基金；同时，应及时修订和完善业务规则、内部管理制度及结算会员监管制度。
第十四条 经证监会批准，本基金作相应变更、清算时，由证监会会同财政部另行决定本基金剩余资产中应当上交财政和退还有关出资人的比例和数额。
第十五条 本基金的财务核算与管理办法由财政部制定。
第十六条 本办法由证监会负责解释。
第十七条 本办法自颁布之日起施行。
